Soon after a brokerage house picked up coverage on the company, the broker's bankers approached the treasurer with a new financing vehicle. |
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The more affluent clients, especially if they use Merrill for other services in addition to brokerage, are moneymakers for the firm. |
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This week, Bloomberg reported on a recent study of the Manhattan apartment market commission by brokerage Douglas Elliman. |
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There is a 3 per cent upfront brokerage fee in addition to an annual 1.5 per cent management charge. |
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Shares held in a brokerage account are very rarely registered in the shareholder's name and are instead registered in street name. |
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We raft up our brokerage boats at another location so that we can squeeze visitors in, but we still run out of room. |
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Yet there is at least one good reason why Merrill and other brokerage firms might want to overhaul their mutual-fund businesses in the future. |
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A phone outage can mean millions of dollars' worth of lost business for the largest brokerage firm in the United States. |
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The businesses of securities brokerage and trading had already been revolutionized by online brokers and electronic communication networks. |
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This fight over financial advisers might determine which firm wins online brokerage supremacy. |
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The market's decline has hurt the companies' brokerage business, but the bear market won't last forever, Williams says. |
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A major squeeze also developed throughout the financials, especially in the subprime, consumer lending, and brokerage sectors. |
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It's celebrating its second birthday by shredding brokerage accounts and terrifying shareholders. |
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Finally, it replicates the kind of brokerage approach to politics that inevitably neuters black agency. |
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Improving profitability at Wealth Management USA, mostly the old PaineWebber brokerage business, has been a struggle. |
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For that reason, it's important to check out a broker or brokerage firm before you invest. |
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So perhaps it's no surprise that brokerage firms have revived an old concept called option income funds. |
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Explicit assumptions were made around levels of brokerage and commission and expenses that might be implicit within the premium calculation. |
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She was married right after high school and went to work as a receptionist and keypuncher at a brokerage house. |
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And, because they have to pay brokerage and perhaps also tax on their gains, most end up worse off than if they had bought and held. |
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Homeloans was initially established as a broadly based financial services brokerage offering everything from home loans to car insurance. |
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The world's largest fixed income brokerage was based in the north tower of the World Trade Centre, where it employed 1,000 staff. |
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China-backed CEL also said it strongly supported the restructuring and planned listing of its mainland brokerage, China Everbright Securities. |
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And Cendant's vertical integration of brokerage, settlement, and other services helps attract franchisees. |
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Not likely, says Jimmy Lam, a Hong Kong-based analyst at brokerage Kim Eng Securities. |
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Neither the exchanges nor brokerage houses have taken up Levitt's challenge. |
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Barbara Corcoran, chairwoman of the Corcoran Group, a New York City real estate brokerage, has her share of sob stories. |
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Many expats will be more comfortable with this full-service brokerage than with the more faceless online trading firms. |
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Zaha Rina Zahari, chief executive of Malaysian brokerage RHB Securities, says the story is the same in her native country. |
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Jihsun Securities retained its position as the second largest brokerage with a market share of 4.09 percent. |
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They had nothing more than a hope that, if the vessel lived, they might continue to earn their commissions and brokerage. |
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But the circumstances surrounding the case clearly showed that brokerage firms were not defrauding anyone. |
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Its sophisticated financial products include hire purchase, leasing, insurance brokerage as well as insurance premium financing. |
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He believes people working in the claims and brokerage areas of the insurance sector are still being offered company cars. |
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I jumped ship from a financial services brokerage in Edinburgh where I was a director last October, and I'm convinced I've made the right move. |
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Credit brokerage involves the introduction of a would-be borrower to a credit provider. |
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I know it's a lot, but for an established information brokerage with underworld contacts and everything it's an absolute steal. |
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He extended his business to include ship's chandlery, brokerage and the sale and export of coal. |
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A surge in mergers and acquisitions, initial public offerings, and brokerage activity ensued. |
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Tax preparers help clients hide income and assets outside the USA, using offshore bank and brokerage accounts, credit cards, trusts and leases. |
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It will be the first licensed international brokerage firm to be established in Abu Dhabi. |
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Margin is basically a loan from your brokerage firm, and buying on margin allows you to purchase more of a security than you could on your own. |
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One dealer said the volume was mostly churned by traders employed by brokerage houses, with most retail investors still on the sidelines. |
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If he gets the job, O'Neal would be the first African American CEO of a Wall Street brokerage giant. |
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Unlike other firms cited in the story, Merrill does not disclose trading volume or the number of accounts in its retail brokerage business. |
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And by virtue of the concrete connection to Silicon Valley via Highway 101, his brokerage had quick access to leading technology. |
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He said his organisation acts as a volunteer brokerage service that businesses can use. |
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Despite the bear market, separate accounts are hot tickets in the brokerage industry. |
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The U.S. has laws restricting bucket shop practices by limiting the ability of brokerage houses to create and trade certain types of over-the-counter securities. |
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Nor does he realize that markets are far more random and far riskier that he is being made to believe by the high priests of the brokerage industry. |
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In any other case, the supply of the customs brokerage service is proposed to be made in a nonparticipating province. |
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But instead of designer brands, what's for sale is an array of home loans, mutual funds, insurance, annuities, brokerage services, and plain old savings accounts. |
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The people close to the investigation said that policies on e-mail retainment among the largest brokerage firms seem to vary widely. |
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One investor applied for compensation from his brokerage after discovering some mysterious person had used his account to buy Yinguangxia, causing him to suffer a great loss. |
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Homeloans began as a broadly based financial services brokerage, but after six months Curry and Gavin realised they were spreading their net too wide. |
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And some investors, who believe Purcell will keep the firm's retail brokerage and credit-card operations, want to own the stock anyway as merger activity picks up. |
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Global Trader 247 offers customers a no commission, no brokerage fee service to small institutions, retail investors, high net worth individuals and other customers. |
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On April 19, securities brokerage Cash Financial Group reported that a fake website with its company logo and name was arranging a bogus lucky draw for customers. |
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After the war, Bunis developed a scrap metal brokerage and industrial waste control company. |
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The analysts chosen for both brokerage reports and subsequent interviews came from lists found in two well-respected sources. |
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On the flip side, for those buying a used catamaran, custom catamarans and trimarans can be a fantastic bargain on the brokerage market. |
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Prior to joining Allied Properties in 1993, Mr. Jacobs was employed by CB Richard Ellis, a leading national real estate brokerage firm. |
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Most work for brokerage firms, but even the biggest firms may only employ a half-dozen brokers. |
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Rather, he took steps to associate himself as a mortgage broker with another mortgage brokerage. |
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The white-shoe firm is cutting back on bankers and traders, and doubling down on the old-fashioned brokerage business. |
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This case involved a Quebec man who established a self-directed RRSP in 1998 with a leading brokerage firm. |
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Seems their parents, shell-shocked by their brokerage statements, have tightened the purse strings. |
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To change the registration of a security that is not held in street name, you can transfer the title through our brokerage service or the transfer agent. |
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The announcement was a potential danger signal for other large American brokerage firms and investment banks that report earnings next week. |
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LiteForex's unblemished reputation among brokerage companies and traders is highly appreciated by financial experts. |
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We hereby direct the Superintendent, by order, to carry out his proposal to revoke Mr. Airi's mortgage brokerage licence. |
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A mistake made by the brokerage firm in passing on an order about a security quoted at fixing. |
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New investment houses began to spring up, combining the issuing of new stock with retail brokerage. |
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He also decided to defer incurring what he anticipated were other costs required to start up a mortgage brokerage business. |
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The most interesting of these choices is shooting the interior scenes of the brokerage firm through blue filters, giving the room an overly bright and tinted feel. |
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The emails seen by Mallett were written by an employee at a brokerage firm that Hayes is said to have conspired with. |
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Brokers are required to apply for a brokerage permit for each brokering transaction. |
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This disclaimer isn't a complete cop-out from the brokerage industry. |
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If you are hosting a brokerage event and would like a link to your online catalogue published here, please contact us at: RTD Partners. |
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Upon sale of your Novartis Shares you will also be charged the brokerage fee. |
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We have strengthened our ties with market intermediaries and have entered into new agreements with leading brokerage houses. |
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Finally, with the growing popularity of fee-based brokerage accounts, we developed the Fortuna Plan and the Desjardins Securities Elite Accounts. |
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Thunder Bay fobbing also includes superintendence and forwarding brokerage. |
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Trading expense includes brokerage fees and other portfolio transaction costs. |
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From 1991 to 2001, he was employed as an investment advisor with a number of firms in the brokerage industry. |
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Neither will you be charged any brokerage fees for the acquisition of Novartis Shares. |
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Mr. Speaker, the winner of the brokerage award that year was Lehman Brothers. |
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His mansions are gone and so are his restaurants, his newspaper, the bank, and the brokerage. |
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Genuinely open innovation requires brokerage, intermediaries and networks in which all players can participate on an equal basis. |
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Most of our administrative structures have been framed to take account of brokerage and clientelism, posh terms for getting the man you know to fix things. |
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Other Canada Trust businesses, such as discount brokerage and securities, will be integrated over the course of the second quarter. |
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The research also included an assessment of sector brokerage reports to supplement the interviews. |
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No commissions, service charges or brokerage fees are payable by Participants in connection with the Reinvestment Plan. |
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We note that MMI continued to offer its mortgage brokerage services, at least through its yellow pages listing, during that period. |
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Then, Schwarz called her brokerage firm for a quote on the stock's price. |
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This would avoid the brokerage fees for CERs in the private market, while benefiting developing countries at a time of scarcity of resources for development activities. |
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The government has announced many measures that are aimed at deregulating the nation's lagging brokerage sector. |
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The cooperation between a publisher and an advertising network make easier the contact and the negotiation of a new cooperation agreement concerning database brokerage. |
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The banks or brokerage firms selected to act as custodians may become insolvent, causing the Fund to lose all or a portion of the funds or securities held by those custodians. |
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The supply of a customs brokerage service in respect of imported commercial goods will continue to be made in the province in which the goods are situated at the time of their release. |
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On the brokerage side, consolidation has resulted in a lack of choice for many companies, even though the resulting megabrokers are able to offer a far greater array of services. |
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We encourage you to follow the lead of thousands of happy home owners who for the past 25 years have given their trust to Multi-Prêts Mortgage Broker, the leader in the mortgage brokerage industry. |
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Set up in 1997, E-Loan is the legacy of a loan brokerage founded in Palo Alto, CA in 1992 by Chris Larsen and Janina Pawlowski. |
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This is a dynamic field showing a strong growth trend, even in times of crisis when conventional brokerage services experience a falloff in demand. |
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Ebay was therefore held to be negligent for failing to take steps to remove or prevent illegal goods being sold through their brokerage activities. |
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Every six month and at the time of every update made on the initial contribution, the Casablanca Stock Exchange cedes back to every brokerage firm the investment income due to it. |
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For example, if you have the discretionary authority over your spouse's brokerage account, you exercise control or direction over securities in that account. |
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The company has also entered into an agreement with Acordia, the fifth largest insurance brokerage in the world, to provide medical management services to their TPA clients. |
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In advertising management and direct marketing brokerage, establishing the turnover requires that an order form follows a proposition and that this order is signed by the costumer and recorded by Adfront. |
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An application for a mortgage brokerage licence for a corporation with a similar name to that of the real estate brokerage, also to be owned by Mr. C., was prepared by Mr. Wong and submitted on behalf of his employer. |
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Early in 2000 we added Internet banking and in February 2001 we introduced Finance Point, our Swiss financial portal, which offers banking as well as share brokerage and a range of other services. |
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He had intended to become active in the mortgage brokerage business but eventually decided to defer activity in that business until economic circumstances improved. |
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Many larger banks, brokerage firms, and real estate companies successfully launched capital raises, shoring up balance sheets and investor confidence. |
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Mr. Tahir didn't appear to understand, at this point, that he was licensed not only as a mortgage broker but as a mortgage brokerage organized as a sole proprietorship. |
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The challenge for 2010 will be to consolidate this model and to further develop it in all its aspects: the client, the brokerage and fixed income businesses and our financing activities. |
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Swiss bank UBS and brokerage Icap have also paid penalties. |
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Because you deal directly with the market maker via a purely electronic online exchange, you eliminate both ticket costs and middleman brokerage fees. |
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If and when effecting such portfolio transactions, the Portfolio Manager places brokerage business with investment dealers and brokers on the basis of the best price and service. |
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Self-directed minors cannot manage brokerage accounts. |
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If you are choosing to use an online brokerage firm, find out if they charge a flat fee or if the firm charges a markup that is built into the price you are offered onscreen. |
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During his testimony, he candidly admitted that the only reason for not securing this insurance was the inability of his brokerage to cover the costs of the premiums. |
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So, if you buy and sell U. S. investments in a U. S. dollar brokerage account, you'll need to determine what the exchange rates were when you bought and sold an investment. |
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Their reliance on brokerage intermediaries is necessary not only to ensure a rate of return commensurate with their best interest, but also to preserve the capital advanced. |
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But he hasn't joined another brokerage, as he admitted in this Request for Hearing nor has he taken the step of surrendering his own mortgage brokerage licence. |
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After education at St Patrick's grammar school in Downpatrick, he gained chartered accountancy qualifications and set up his own practice and insurance brokerage. |
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Thirdly, there is a need to suitably organise the network of brokerage consulting services in order to provide the population with better choices and better access to more flexible and modern mortgage products. |
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Putnam's broad network of distribution relationships includes more than 150,000 advisors in over 2,000 firms, including some of the largest brokerage firms in the world. |
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In an exclusive brokerage contract the client agrees, for the term of the contract, not to use the services of a broker other than the one with whom he signed the contract. |
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One of those brokerages was Mr. Babbar's mortgage brokerage business. |
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It is disproportionate to make the service provider subject in full to the disciplinary control applicable to estate agents and property brokerage firms established in Portugal. |
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The banks distribute financial products and services through their traditional bank branches, as well as through their full service and discount brokerage subsidiaries. |
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Furthermore, the licence of 1 brokerage firm has been withdrawn. |
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The South Korean government has deregulated the brokerage sector, Reuters said. |
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Minnesota-based securities brokerage and investment banking company. |
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Another ad that completely befuddles me is currently being aired by the E-Trade on-line brokerage service. |
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Experienced, connected insurance brokerage company, Millenium Financial, Inc. |
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KeyBanc Capital Markets is a full-service investment banking, brokerage and investment advisory firm. |
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Today, companies see brokerage as a vital distribution channel. |
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He has specialized in the brokerage of entitled and unentitled development opportunities, condominium conversions, office, retail and portfolio sales. |
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The David Cronheim Company recently announced that Robert Steelman has joined the company's commercial and industrial brokerage division as broker associate. |
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Transplace is a non-asset based transportation management third-party logistics provider with brokerage, intermodal and SaaS Transportation Management Systems capabilities. |
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As the price of the Company's stock declined in Tuesday's trading, the brokerage firm sold all the pledged shares to satisfy margin calls in accordance with margin agreements. |
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Before joining LCM, Riefler was a co-founder and partner of Sonas Partners in London, an independent brokerage focused on trading fixed-income securities. |
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Auric Acres is an independent real estate brokerage firm based in Dubai. |
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In addition to leasing business MRC manages railcar assets in variety of ways such as management of railcar assets owned by other institutions, brokerage of freight railcars. |
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Zander Insurance Group, an independent insurance brokerage agency, is to partner with Answer Financial to offer home and auto insurance to its customers nationwide. |
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Just as there are well-respected brokerage firms with the expertise to place office tenants, there are firms that specialize in placing outdoor sign advertisements. |
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Some are caught up in the vision. Others are turned off and say he's a self-promoter who doesn't know anything about the blocking and tackling of the brokerage business. |
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